Avoiding Insider Trading Risk

Insider Trading is one of those terms that many people hear of, but few really understand. Most people associate insider trading with headlines about greedy high-level executives, but the truth is that anyone with access to business information can run afoul of insider trading laws and risk severe penalties. This course explores the circumstances and types of transactions that may lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC) as well as who is at risk of insider trading violations and key responsibilities for minimizing those risks.

Course Versions:

Audience: All employees
Code: scomp163
Focus: US Focus
Time: 15 min

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